AUMdb

Pmg Wealth Management, Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 285899 · SEC file 801-122740 · Hawthorn Woods, IL · FACEBOOK.COM
☆ Save with Pro ADV data as of May 13, 2026
Regulatory AUM
$198M
Discretionary
$198M
Clients
443
Avg AUM / client
$448K
Accounts
775
Employees
4

AUM over time

$119M $198M
Oct 22, 2021 May 13, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of May 13, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 299 $53.8M 27.1%
High net worth individuals 144 $144M 72.7%
Pension and profit sharing plans Fewer than 5 clients $271K 0.14%
Corporations and other businesses Fewer than 5 clients $60.0K 0.03%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Phillip Guerrero Managing Member, Chief Compliance Officer CFP Jan 2017 (10y) 75% or more
Daniel Robert Dame Registered representative Chartered Financial Consultant Feb 2017 (10y)
George G Maroudas Registered representative CFP Feb 2020 (7y)
Ryan T Zentz Registered representative Apr 2024 (2y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/13/2026 1.02 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Selection of other advisers
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2026.

View current Form ADV (SEC/IAPD) ↗