Wealthn Llc
- Regulatory AUM
- $1.5M
- Discretionary
- $1.5M
- Clients
- 3
- Avg AUM / client
- $500K
- Accounts
- 4
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 3 | $1.5M | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Global Healthcare Exchange 401(k) And Defined Contribution Plan Global Healthcare Exchange, Inc. | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Foulke, David, Pardee | Chief Financial Officer | Nov 2017 (9y) | Less than 5% | |
| Yang Xu | Chief Executive Officer, Chief Operating Officer And Chief Compliance Officer | Mar 2018 (8y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Tiger Fintech Holdings Inc. | Parent/Member | Aug 2018 | A | 75% or more |
| Up Fintech Global Holdings Limited | Parent/Shareholder | Jun 2018 | B | ≈ 56.25% – 100% via Tiger Fintech Holdings Inc. |
| Up Fintech Holding Limited | Parent/Shareholder | Jun 2018 | B | ≈ 42.19% – 100% via Up Fintech Global Holdings Limited |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Up Fintech Global Holdings Limited: 75% – 100% of Tiger Fintech Holdings Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Up Fintech Holding Limited: 75% – 100% of Up Fintech Global Holdings Limited × 75% – 100% of Tiger Fintech Holdings Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Global Healthcare Exchange 401(k) And Defined Contribution Plan | Global Healthcare Exchange, Inc. | 1,041 | $162M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Tiger Brokers (Singapore) Pte Ltd $10.8M (84% of AUM) Mar 2023
- Interactive Brokers $1.1M (73% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗