Spahn Wealth & Retirement Llc
- Regulatory AUM
- $181M
- Discretionary
- $181M
- Clients
- 133
- Avg AUM / client
- $1.4M
- Accounts
- 283
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 23, 2026
Investments (13F portfolio — 25 positions, $78,569,258)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Nvidia Corp | COM | $7,334,566 | 42,056 | 9.34% | 4.04% |
| 2 | Tesla Inc | COM | $6,871,055 | 18,483 | 8.75% | 3.79% |
| 3 | Ishares Russell 2000 Etf | RUSSELL 2000 ETF | $5,814,360 | 23,445 | 7.4% | 3.2% |
| 4 | Alphabet Inc | CAP STK CL C | $5,771,049 | 20,118 | 7.35% | 3.18% |
| 5 | Apple Inc | COM | $5,637,691 | 22,214 | 7.18% | 3.11% |
| 6 | Citigroup Inc | COM NEW | $5,379,603 | 47,435 | 6.85% | 2.96% |
| 7 | Amazon.Com Inc | COM | $5,183,424 | 24,888 | 6.6% | 2.86% |
| 8 | Parker Hannifin Corp Com E | COM | $4,542,448 | 5,074 | 5.78% | 2.5% |
| 9 | Select Sector Spdr Tr State Street Uti E | ETF | $4,433,892 | 96,620 | 5.64% | 2.44% |
| 10 | Microsoft Corp | COM | $4,041,146 | 10,917 | 5.14% | 2.23% |
| 11 | Interactive Brokers Grou | COM CL A | $3,397,900 | 50,662 | 4.32% | 1.87% |
| 12 | Jpmorgan Chase & Co | COM | $3,389,017 | 11,521 | 4.31% | 1.87% |
| 13 | Select Sector Spdr Tr State Street Ene E | ETF | $3,235,569 | 52,817 | 4.12% | 1.78% |
| 14 | Bank America Corp | COM | $3,029,520 | 62,144 | 3.86% | 1.67% |
| 15 | Select Sector Spdr Tr State Street Rea E | ETF | $2,806,532 | 68,737 | 3.57% | 1.55% |
| 16 | Palo Alto Networks Inc | COM | $2,685,200 | 16,749 | 3.42% | 1.48% |
| 17 | Home Depot Inc | COM | $1,663,526 | 5,058 | 2.12% | 0.92% |
| 18 | Jpmorgan Equity Premium Income Etf | INCOME ETF | $639,067 | 11,275 | 0.81% | 0.35% |
| 19 | Walmart Inc | COM | $509,299 | 4,098 | 0.65% | 0.28% |
| 20 | Booking Hldgs Inc | COM | $475,766 | 113 | 0.61% | 0.26% |
| 21 | American Express Co | COM | $450,090 | 1,488 | 0.57% | 0.25% |
| 22 | Lpl Finl Hldgs Inc | COM | $416,950 | 1,386 | 0.53% | 0.23% |
| 23 | Ameriprise Finl Inc | COM | $353,298 | 795 | 0.45% | 0.19% |
| 24 | Berkshire Hathaway Inc Del | CL B NEW | $301,896 | 630 | 0.38% | 0.17% |
| 25 | Ralph Lauren Corp | CLA | $206,394 | 600 | 0.26% | 0.11% |
Top 25 of 25 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 76 | $45.9M | 25.3% |
| High net worth individuals | 57 | $136M | 74.7% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kyle Robert Spahn | Managing Member, Chief Compliance Officer | CFP | Oct 2016 (10y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 899 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $181M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗