Summit Wealth & Retirement Planning, Inc.
- Regulatory AUM
- $978M
- Discretionary
- $705M
- Clients
- 354
- Avg AUM / client
- $2.8M
- Accounts
- 1,018
- Employees
- 12
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 152 | $68.2M | 6.97% |
| High net worth individuals | 194 | $901M | 92.1% |
| Charitable organizations | Fewer than 5 clients | $123K | 0.01% |
| Corporations and other businesses | 8 | $9.2M | 0.94% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Harold King Porter | Principal, Cfo, Shareholder | Jan 2006 (21y) | 5% – 10% | |
| Robert Anthony Cucchiaro | President, Shareholder | CFP | Sep 2012 (14y) | 75% or more |
| Donald Ryan Mc Closkey | Chief Operating Officer, Chief Compliance Officer | CFP | Apr 2018 (8y) | Less than 5% |
| Jennifer Kate Butler | Registered representative | CFP | Jan 2017 (10y) | |
| Dustin Edward Burkhart | Registered representative | CFP | Nov 2022 (4y) | |
| Scott Michael Terry | Registered representative | CFP | Jan 2025 (2y) | |
| Nicholas Fernando Lemus | Registered representative | CFP CFA | Mar 2026 (0y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/09/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $978M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 09, 2026.
View current Form ADV (SEC/IAPD) ↗