Commonwealth Retirement Investments Llc
- Regulatory AUM
- $377M
- Discretionary
- $377M
- Clients
- 337
- Avg AUM / client
- $1.1M
- Accounts
- 1,001
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 198 | $75.0M | 19.9% |
| High net worth individuals | 138 | $302M | 80.1% |
| Charitable organizations | 1 | $88.5K | 0.02% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Monday, David, Lee | Chairman | Jan 2017 (10y) | Less than 5% | |
| Ryan Patrick Drake | Managing Member | CFP Chartered Financial Consultant | Jan 2017 (10y) | 75% or more of Commonwealth Retirement Advisors (indirect) |
| Christopher Sombatcharoen Lee | Member Of Board Of Managers | CFP | Jan 2019 (8y) | 10% – 25% |
| Pelos, Constantine, Andrew | Chief Compliance Officer | Oct 2021 (5y) | Less than 5% | |
| Marcelo Andres Ampie Zelaya | Registered representative | CFP | Aug 2022 (4y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Commonwealth Retirement Advisors, Llc | Owner | Jan 2017 | A | 75% or more |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 985 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $376M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗