Vista Investment Partners Llc
- Regulatory AUM
- $611M
- Discretionary
- $595M
- Clients
- 479
- Avg AUM / client
- $1.3M
- Accounts
- 1,610
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of May 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 334 | $107M | 17.6% |
| High net worth individuals | 118 | $450M | 73.8% |
| Charitable organizations | 4 | $15.0M | 2.46% |
| Corporations and other businesses | 23 | $37.8M | 6.19% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ronald Loyd Richardson | President, Senior Portfolio Manager | Nov 2016 (10y) | 75% or more | |
| Jerry Dale Thurman | Chief Operating Officer | Jul 2022 (4y) | Less than 5% | |
| Jane Ann Davenport | Chief Compliance Officer | Apr 2024 (2y) | Less than 5% | |
| Steven Lawrence Hawes | Registered representative | Jul 2020 (6y) | ||
| Alyosha Richard Mertens | Registered representative | Jul 2021 (5y) | ||
| Todd Dennis Lang | Registered representative | Nov 2022 (4y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/22/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: DEPARTMENT HAD NOT RECEIVED REQUIRED NOTICE OF COMPLIANCE FROM THE OKLAHOMA TAX COMMISSION. RE: INCOME TAX LAWS. Status: Final Sanction Detail: THE INDIVIDUAL MUST IMMEDIATELY CEASE TRANSACTING BUSINESS IN AND OR FROM OKLAHOMA AS AN AGENT AND OR INVESTMENT ADVISOR REPRESENTATIVE. Summary: DEPARTMENT HAD NOT RECEIVED REQUIRED NOTICE OF COMPLIANCE FROM THE OKLAHOMA TAX COMMISSION. RE: INCOME TAX LAWS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Raymond James $611M (100% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 22, 2026.
View current Form ADV (SEC/IAPD) ↗