AUMdb

Capital Square, Llc

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 286098 · SEC file 801-108796 · Athens, TN · www.capitalsquare.biz
☆ Save with Pro ADV data as of May 19, 2026
Regulatory AUM
$450M
Discretionary
$450M
Clients
715
Avg AUM / client
$629K
Accounts
785
Employees
11

AUM over time

$169M $450M
Mar 20, 2017 May 19, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of May 19, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 587 $176M 39.1%
High net worth individuals 117 $252M 56.0%
Pension and profit sharing plans 8 $7.5M 1.66%
Charitable organizations 3 $14.5M 3.22%

People (11)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Notley Sidney Maddox Managing Member, Chief Compliance Officer Jan 2017 (10y) 25% – 50%
Stacy Womble Eaton Member, Corporate Secretary CFP Jan 2017 (10y) 25% – 50%
Jeffrey Guy Shelton Owner Jan 2017 (10y) 10% – 25%
Samuel Douglas Simpson Registered representative CFP Jan 2017 (10y)
Mark Parmer Massey Registered representative Jan 2017 (10y)
Suzanne Johnson Burrell Registered representative CFP Jan 2017 (10y)
Clinton David Martin Registered representative CFP Apr 2018 (8y)
Kendell Bolen Adler Registered representative CFP Apr 2020 (6y)
John Frederick Wallace Registered representative CFP Aug 2024 (2y)
Richard Guy Shelton Registered representative Apr 2025 (1y)
Cody Emerson Burrell Registered representative Jun 2025 (1y)

Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/19/2026 1010 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 19, 2026.

View current Form ADV (SEC/IAPD) ↗