Generation Wealth Management, Llc
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 286111
· Great Neck, NY
· WWW.GENWEALTHNYC.COM
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ADV data as of May 31, 2026
- Regulatory AUM
- $4.3M
- Discretionary
- $4.3M
- Clients
- 27
- Avg AUM / client
- $160K
- Accounts
- 27
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 26 | $4.2M | 97.6% |
| High net worth individuals | 1 | $102K | 2.36% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Edward Lee | Registered representative | Feb 2020 (7y) | ||
| Jeff Y Ho | Registered representative | Feb 2020 (7y) | ||
| Chintu Pandya | Registered representative | CFP | Dec 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/31/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $2.2M (52% of AUM) May 2026
- Interactive Brokers $2.1M (48% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 31, 2026.
View current Form ADV (SEC/IAPD) ↗