N
N
Wealth Manager · Small ($100M–$1B)
CRD 286125
·
☆ Save with Pro
ADV data as of Feb 23, 2025
- Regulatory AUM
- $147M
- Discretionary
- $147M
- Clients
- 21
- Avg AUM / client
- $7.0M
- Accounts
- 21
- Employees
- 1
AUM over time
$112M
$147M
Jan 22, 2024
Feb 23, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 23, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 20 | $81.4M | 55.5% |
| Other investment advisers | 1 | $65.2M | 44.5% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $147M (100% of AUM) Feb 2025
- Interactive Brokers $10.2K (0% of AUM) Apr 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 23, 2025.