Great Lakes Investment Management, Llc
- Regulatory AUM
- $60.1M
- Discretionary
- $60.1M
- Clients
- 152
- Avg AUM / client
- $396K
- Accounts
- 288
- Employees
- 4
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 133 | $31.6M | 52.6% |
| High net worth individuals | 19 | $28.5M | 47.4% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Teamsters Retirement Pension Plan Board Of Trustees, Teamsters Retirement Pension Plan | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Leah A Hadley | Registered representative | Feb 2017 (9y) | ||
| Michelle Spangler Raddell | Registered representative | Dec 2023 (3y) | ||
| Denise Greene French | Registered representative | Jan 2024 (3y) | ||
| Jennifer Suzzane Bush | Registered representative | CFP | Dec 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Teamsters Retirement Pension Plan | Board Of Trustees, Teamsters Retirement Pension Plan | 1,399 | $506M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/13/2026 | 1.29 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Truist Financial Corp $22.7M (38% of AUM) Jul 2026
- Charles Schwab & Co. $20.4M (34% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 13, 2026.
View current Form ADV (SEC/IAPD) ↗