Penobscot Wealth Management
- Regulatory AUM
- $545M
- Discretionary
- $544M
- Clients
- 562
- Avg AUM / client
- $969K
- Accounts
- 1,811
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Apr 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 369 | $146M | 26.9% |
| High net worth individuals | 193 | $397M | 72.9% |
| Charitable organizations | Fewer than 5 clients | $1.2M | 0.23% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Wabanaki Public Health And Wellness 401(k) Plan Wabanaki Public Health And Wellness | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Craig Arthur Joncas | Chief Executive Officer | CFP | Jan 2017 (10y) | 25% – 50% |
| James Edgar Bradley | Chief Investment Officer | CFP CFA | Jan 2017 (10y) | 50% – 75% |
| Tackett, Hannah, Marie | Chief Compliance Officer & Chief Operating Officer | Aug 2020 (6y) | Less than 5% | |
| Samuel David Chaplin | Registered representative | Feb 2019 (8y) | ||
| Tyler James Hafford | Registered representative | Apr 2019 (7y) | ||
| Elizabeth Sandra Mc Kay | Registered representative | CFP | Aug 2022 (4y) | |
| Rebecca Marie Angelica Schuman | Registered representative | CFP | Sep 2023 (3y) | |
| Yelshaday Teklu Gebreselassie | Registered representative | Jul 2025 (1y) | ||
| Nathan Chase Hubbard | Registered representative | CFP | Apr 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Wabanaki Public Health And Wellness 401(k) Plan | Wabanaki Public Health And Wellness | 213 | $2.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/27/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $471M (86% of AUM) Apr 2026
- Sei Investments Distribution Co. $71.0M (16% of AUM) Jul 2025
- Tiaa Cref Individual & Institutional Services, Llc $52.7M (10% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 27, 2026.
View current Form ADV (SEC/IAPD) ↗