N
N
Multi-Family Office · Small ($100M–$1B)
CRD 286219
·
☆ Save with Pro
ADV data as of Jan 29, 2025
- Regulatory AUM
- $229M
- Discretionary
- $229M
- Clients
- 17
- Avg AUM / client
- $13.5M
- Accounts
- 17
- Employees
- 4
AUM over time
$229M
$1.9B
Dec 2016
Dec 2024
Annual snapshots from Form ADV filings · as of Jan 29, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 17 | $229M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- J.P. Morgan $207M (14% of AUM) May 2020
- Interactive Brokers $182M (79% of AUM) Jan 2025
- Pershing $145M (32% of AUM) Mar 2024
- Wells Fargo $114M (25% of AUM) Mar 2024
- Morgan Stanley $72.4M (16% of AUM) Mar 2024
- UBS $47.7M (21% of AUM) Jan 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 29, 2025.