AUMdb

Redwood Grove Capital, Llc

SEC-registered Private Fund Manager · Small ($100M–$1B) CRD 286228 · SEC file 801-122386 · New York, NY · REDWOODGROVECAPITAL.COM
☆ Save with Pro ADV data as of Apr 14, 2026
Regulatory AUM
$364M
Discretionary
$364M
Clients
1
Avg AUM / client
$364M
Accounts
1
Employees
5

AUM over time

$206M $364M
Aug 25, 2021 Apr 14, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 14, 2026

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 1 $364M 100.0%

Private funds (1)

Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $300M combined gross assets

FundTypeDomicileGross assetsOwners
Redwood Grove Capital Fund, Lp Hedge Fund Delaware $300M 44

People (4)

NameRole / titleCredentialsWith firm sinceOwnership
Roosevelt, Theodore Managing Member Sep 2016 (10y) 50% – 75%
Serrurier, Gregory, Ryan Managing Member Sep 2016 (10y) 25% – 50%
Sheikh, Shahriq, Babar Chief Operating Officer/Chief Compliance Officer Aug 2021 (5y) Less than 5%
Parosa, Grzegorz, Krzysztof Senior Equity Research Analyst Jul 2024 (2y) 5% – 10%

Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (1, $300M gross assets)

FundTypeGross assetsMin. investmentOwners
Redwood Grove Capital Fund, Lp Hedge Fund $300M $1.0M 44

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/14/2026 1.18 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Other fees
  • INCENTIVE ALLOCATION

Services

  • Portfolio management for pooled investment vehicles

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 14, 2026.

View current Form ADV (SEC/IAPD) ↗