Fsa Advisors, Inc.
- Regulatory AUM
- $573M
- Discretionary
- $571M
- Clients
- 4,406
- Avg AUM / client
- $130K
- Accounts
- 4,406
- Employees
- 31
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4,368 | $513M | 89.5% |
| High net worth individuals | 38 | $60.3M | 10.5% |
People (32)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nicholas Andrew Shaheen | President & Chief Compliance Officer | CFP | Jan 2017 (10y) | Less than 5% |
| James, Richard, David | Owner | Jan 2021 (6y) | ≈ 56.25% – 100% via Fsa Marketing Systems Inc | |
| Adam Christopher Grubius | Registered representative | Aug 2017 (9y) | ||
| Jeffery Jay Bleim | Registered representative | Aug 2017 (9y) | ||
| John Lawrence Sauger | Registered representative | Aug 2017 (9y) | ||
| Mark Anthony Virostick | Registered representative | Aug 2017 (9y) | ||
| Michael Vincent Spica | Registered representative | Aug 2017 (9y) | ||
| Richard Dean Trombley | Registered representative | Aug 2017 (9y) | ||
| John Michael Cole | Registered representative | Sep 2017 (9y) | ||
| Michael Leonard Wallace | Registered representative | Sep 2017 (9y) | ||
| Brian Washburn Swinney | Registered representative | Sep 2017 (9y) | ||
| Albert Scott Carlson | Registered representative | Oct 2017 (9y) | ||
| Sean Kenneth Beckerman | Registered representative | Apr 2019 (7y) | ||
| John George Reynolds | Registered representative | Jun 2021 (5y) | ||
| Anthony Thomas Reckling | Registered representative | Jan 2022 (5y) | ||
| Jacob Manning Mc Clellan | Registered representative | Jan 2023 (4y) | ||
| Kylie Marie Thiessen | Registered representative | Mar 2023 (3y) | ||
| Ryan Michael Paye | Registered representative | Jul 2023 (3y) | ||
| Bryan Thomas Mc Laughlin | Registered representative | Jan 2025 (2y) | ||
| Joseph Klimowicz | Registered representative | Jan 2025 (2y) | ||
| Mark Louis Kersten | Registered representative | Jan 2025 (2y) | ||
| Jacob Reeder | Registered representative | Jan 2025 (2y) | ||
| Jeffrey David Medvedik | Registered representative | Jan 2025 (2y) | ||
| David Andrew James | Registered representative | Apr 2025 (1y) | ||
| Henry L Robison | Registered representative | Jul 2025 (1y) | ||
| Katherine Ann Johnstone | Registered representative | Jul 2025 (1y) | ||
| Richard Vernon Aubuchon | Registered representative | Aug 2025 (1y) | ||
| Evan Michael Pribble | Registered representative | Nov 2025 (1y) | ||
| Kourtnee Ann Jury | Registered representative | Feb 2026 (0y) | ||
| Johnathon Andrew Lipka | Registered representative | Mar 2026 (0y) | ||
| Jay C Pawlowski | Registered representative | Apr 2026 (0y) | ||
| William Joseph Medvedik | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Fsa Marketing Systems Inc | Owner | Jan 2021 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- James, Richard, David: 75% – 100% of Fsa Marketing Systems Inc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/08/2026 | 1.17 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SELECTION OF OTHER ADVISOR FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $347M (60% of AUM) Mar 2026
- Fidelity Brokerage Services $186M (32% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 08, 2026.
View current Form ADV (SEC/IAPD) ↗