Rapport Financial, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 286308
· San Francisco, CA
· rapportfinancial.com
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ADV data as of Mar 12, 2026
- Regulatory AUM
- $51.2M
- Discretionary
- $45.4M
- Clients
- 30
- Avg AUM / client
- $1.7M
- Accounts
- 185
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 13 | $7.4M | 14.5% |
| High net worth individuals | 16 | $38.2M | 74.6% |
| Pension and profit sharing plans | 1 | $5.6M | 10.9% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Aaron Louis Hattenbach | Registered representative | CFP | Jan 2017 (10y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • MONTHLY FIXED FEE; ANNUAL FIXED FEE
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $45.4M (89% of AUM) Mar 2026
- Fidelity Distributors Company Llc $5.8M (11% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗