Beacon Capital, Llc
- Regulatory AUM
- $278M
- Discretionary
- $278M
- Clients
- 629
- Avg AUM / client
- $442K
- Accounts
- 952
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 580 | $188M | 67.7% |
| High net worth individuals | 37 | $85.9M | 30.9% |
| Corporations and other businesses | 12 | $4.0M | 1.43% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Industrial Services Corp. Employee 401(k) Plan Northwestern Plastics, Ltd. Dba Industrial Services Corp. | 2024 | |
| Lomont Molding, Llc 401(k) Savings Plan Lomont Molding, Llc | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bret Lee Niemuth | Chief Compliance Officer/Managing Member | Chartered Financial Consultant | Dec 2016 (10y) | 75% or more |
| James Howard Locke | Registered representative | Mar 2017 (9y) | ||
| John Alan Siegel | Registered representative | Jan 2018 (9y) | ||
| Kylee Zane | Registered representative | Jul 2019 (7y) | ||
| Cole Miles Erickson | Registered representative | Jan 2024 (3y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Industrial Services Corp. Employee 401(k) Plan | Northwestern Plastics, Ltd. Dba Industrial Services Corp. | 143 | $4.6M | 01/01/2024 |
| Lomont Molding, Llc 401(k) Savings Plan | Lomont Molding, Llc | 120 | $5.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/22/2026 | 1.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Other fees
- • REFERRAL FEES
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $278M (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 22, 2026.
View current Form ADV (SEC/IAPD) ↗