AUMdb

O'keefe Stevens Advisory, Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 286338 · SEC file 801-109944 · · WWW.OKEEFESTEVENS.COM
☆ Save with Pro ADV data as of Jul 31, 2026
Regulatory AUM
$586M
Discretionary
$586M
Clients
357
Avg AUM / client
$1.6M
Accounts
943
Employees
9

AUM over time

$0 $586M
Jan 27, 2017 Jul 31, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 31, 2026

Investments (13F portfolio — 81 positions, $487,664,256)

13F period Jun 30, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Nvidia Corporation COM $72,308,226 361,379 14.8% 12.3%
2 Corning Inc COM $39,302,544 153,868 8.06% 6.71%
3 Sphere Entertainment Co CL A $29,247,780 169,033 6.0% 4.99%
4 Warrior Met Coal Inc COM $23,582,604 290,569 4.84% 4.03%
5 Qualcomm Inc COM $23,331,743 126,261 4.78% 3.98%
6 Aercap Holdings Nv SHS $22,406,672 153,702 4.59% 3.83%
7 Callaway Golf Co COM $22,336,105 1,188,723 4.58% 3.81%
8 Compass Minerals Intl Inc COM $19,651,487 631,272 4.03% 3.36%
9 Bgc Group Inc CL A $19,604,728 1,833,931 4.02% 3.35%
10 Loews Corp COM $19,451,757 171,820 3.99% 3.32%
11 Amgen Inc COM $18,740,535 51,752 3.84% 3.2%
12 Berkshire Hathaway Inc Del CL B NEW $15,927,414 31,830 3.27% 2.72%
13 Weyerhaeuser Co COM NEW $15,185,183 634,302 3.11% 2.59%
14 Five Point Holdings Llc COM CL A $14,606,440 2,771,620 3.0% 2.49%
15 Baxter Intl Inc COM $14,329,203 672,101 2.94% 2.45%
16 Sotera Health Co COM $14,207,029 800,396 2.91% 2.43%
17 M & T Bk Corp COM $11,511,738 48,367 2.36% 1.97%
18 Union Pac Corp COM $9,612,648 35,341 1.97% 1.64%
19 Perrigo Co Plc SHS $8,682,456 835,655 1.78% 1.48%
20 Arcos Dorados Hldgs Inc SHS CLASS -A - $5,454,356 676,719 1.12% 0.93%
21 Stepan Co COM $5,324,589 95,560 1.09% 0.91%
22 Ishares Tr CORE S&P500 ETF $4,685,805 6,257 0.96% 0.8%
23 Phillips 66 COM $4,491,336 26,568 0.92% 0.77%
24 Exxon Mobil Corp COM $4,140,056 30,281 0.85% 0.71%
25 Jpmorgan Chase & Co COM $3,527,198 10,776 0.72% 0.6%

Top 25 of 81 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 200 $74.7M 12.7%
High net worth individuals 157 $511M 87.3%

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Justin Dean Stevens President/Secretary CFP Nov 2016 (10y) 50% – 75%
Peter Shaw O'keefe Treasurer CFP Nov 2016 (10y) 50% – 75%
Flanigan, Carly, Elizabeth Chief Compliance Officer Oct 2017 (9y) Less than 5%
Grace Stolberg Registered representative Feb 2024 (2y)
Kellan C Peer Registered representative Jul 2025 (1y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 01/12/2026 902 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 31, 2026.

View current Form ADV (SEC/IAPD) ↗