Ok401 K, Inc.
- Regulatory AUM
- $53.3M
- Discretionary
- $18.1M
- Clients
- 145
- Avg AUM / client
- $368K
- Accounts
- 145
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 128 | $18.1M | 33.9% |
| Corporations and other businesses | 17 | $35.2M | 66.1% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| 4 Star Trailers, Inc. Employee Savings & Protection Plan 4 Star Trailers, Inc. | 2024 | |
| S.J. Innovations, Llc 401 K Profit Sharing Plan S.J. Innovations, Llc | 2024 |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Terrence O'reilly Morgan | Registered representative | May 2018 (8y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| 4 Star Trailers, Inc. Employee Savings & Protection Plan | 4 Star Trailers, Inc. | 131 | $3.8M | 01/01/2024 |
| S.J. Innovations, Llc 401 K Profit Sharing Plan | S.J. Innovations, Llc | 134 | $6.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • SELECTION OF OTHER ADVISERS FEES
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗