Iwc Asset Management Llc
- Regulatory AUM
- $92.1M
- Discretionary
- $85.2M
- Clients
- 53
- Avg AUM / client
- $1.7M
- Accounts
- 160
- Employees
- 1
AUM over time
Annual snapshots from Form ADV filings · as of Jan 24, 2023
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 26 | $9.5M | 10.3% |
| High net worth individuals | 27 | $75.8M | 82.3% |
| Pension and profit sharing plans | Fewer than 5 clients | $6.8M | 7.43% |
People (1)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Anthony Lambrecht | Managing Member And Chief Compliance Officer | Dec 2016 (10y) | ≈ 56.25% – 100% via Integrated Wealth Counsel, Inc. |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Integrated Wealth Counsel, Inc. | Owner | Apr 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Michael Anthony Lambrecht: 75% – 100% of Integrated Wealth Counsel, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/24/2023 | 912 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Other services
Custody
Reported custodians
- TD Ameritrade $81.3M (88% of AUM) Jan 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 24, 2023.
View current Form ADV (SEC/IAPD) ↗