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Wealth Manager · Small ($100M–$1B)
CRD 286579
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ADV data as of Mar 28, 2025
- Regulatory AUM
- $267M
- Discretionary
- $266M
- Clients
- 143
- Avg AUM / client
- $1.9M
- Accounts
- 318
- Employees
- 5
AUM over time
$0
$267M
Feb 16, 2017
Mar 28, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 28, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 95 | $36.3M | 13.6% |
| High net worth individuals | 44 | $204M | 76.5% |
| Charitable organizations | 1 | $15.2M | 5.68% |
| Corporations and other businesses | 3 | $11.4M | 4.26% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $197M (74% of AUM) Mar 2025
- Fidelity Brokerage Services $145M (79% of AUM) Jan 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 28, 2025.