Arkos Global Advisors, Llc
- Regulatory AUM
- $1.2B
- Discretionary
- $1.2B
- Clients
- 444
- Avg AUM / client
- $2.6M
- Accounts
- 444
- Employees
- 17
AUM over time
Annual snapshots from Form ADV filings · as of May 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 271 | $92.4M | 8.0% |
| High net worth individuals | 161 | $935M | 80.9% |
| Pension and profit sharing plans | 1 | $116K | 0.01% |
| Charitable organizations | 10 | $128M | 11.1% |
| Corporations and other businesses | 1 | $5.2K | 0.0% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Alan Thomas | Chief Compliance Officer And Member | Apr 2017 (9y) | 50% – 75% | |
| Ethan H Pollard | Registered representative | Apr 2017 (9y) | ||
| Andrew Caleb Dowell | Registered representative | May 2017 (9y) | ||
| Michael Harvey Richter | Registered representative | May 2017 (9y) | ||
| Lester M Brackley | Registered representative | Mar 2020 (6y) | ||
| Timothy Kane Mcgukin | Registered representative | Mar 2020 (6y) | ||
| Trevor Byron Harris | Registered representative | Jun 2020 (6y) | ||
| James Thomas Leopold | Registered representative | Sep 2021 (5y) | ||
| Craig Chambers Dawson | Registered representative | May 2022 (4y) | ||
| William Christopher Gardner | Registered representative | Feb 2023 (3y) | ||
| Charles Ross Shiver | Registered representative | Jun 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Arkos Global Advisors, Ltd. | Owner | Dec 2019 | A | 25% – 50% |
| National Christian Trust | Owner | Dec 2022 | B | ≈ 6.25% – 25% via Arkos Global Advisors, Ltd. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- National Christian Trust: 25% – 50% of Arkos Global Advisors, Ltd. × 25% – 50% direct ≈ 6.25% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/12/2026 | 979 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $965M (84% of AUM) May 2026
- Fidelity $26.7M (2% of AUM) Nov 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 12, 2026.
View current Form ADV (SEC/IAPD) ↗