AUMdb

Brickley Wealth Management

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 287487 · SEC file 801-110453 · San Mateo, CA · www.linkedin.com
☆ Save with Pro ADV data as of May 21, 2026
Regulatory AUM
$950M
Discretionary
$950M
Clients
196
Avg AUM / client
$4.8M
Accounts
549
Employees
7

AUM over time

$0 $950M
Apr 13, 2017 May 21, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of May 21, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 95 $36.4M 3.83%
High net worth individuals 87 $908M 95.5%
Charitable organizations 14 $6.1M 0.64%

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Aaron Michael Brickley Shareholder CFP Jun 2017 (9y) ≈ 12.5% – 37.5% via Brickley Wealth Investment Inc.
Nathan George Brickley Shareholder Jun 2017 (9y) ≈ 12.5% – 37.5% via Brickley Wealth Investment Inc.
Stephen Mark Brickley Chief Compliance Officer Jun 2017 (9y) ≈ 37.5% – 75% via Brickley Wealth Holding Inc
Tatiane Medeiros Saravia Registered representative Feb 2024 (3y)
Ebi C Mathew Registered representative Feb 2025 (1y)
Carissa Nguyen Yen Registered representative May 2026 (0y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Brickley Wealth Holding Inc Member May 2017 A 50% – 75%
Brickley Wealth Investment Inc. Member May 2017 A 25% – 50%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Aaron Michael Brickley: 50% – 75% of Brickley Wealth Investment Inc. × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
  • Nathan George Brickley: 50% – 75% of Brickley Wealth Investment Inc. × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
  • Stephen Mark Brickley: 75% – 100% of Brickley Wealth Holding Inc × 50% – 75% direct ≈ 37.5% – 75% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/21/2026 1.02 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 21, 2026.

View current Form ADV (SEC/IAPD) ↗