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Wealth Manager · Small ($100M–$1B)
CRD 287594
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ADV data as of May 19, 2025
- Regulatory AUM
- $119M
- Discretionary
- $119M
- Clients
- 265
- Avg AUM / client
- $450K
- Accounts
- 672
- Employees
- 3
AUM over time
$91.2M
$119M
Jul 20, 2021
May 19, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of May 19, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 230 | $35.5M | 29.8% |
| High net worth individuals | 35 | $83.8M | 70.2% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Subscription fees
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $119M (100% of AUM) May 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 19, 2025.