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Wealth Manager · Boutique (under $100M)
CRD 287603
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ADV data as of Aug 25, 2025
- Regulatory AUM
- $27.7M
- Discretionary
- $22.1M
- Clients
- 30
- Avg AUM / client
- $923K
- Accounts
- 94
- Employees
- 18
AUM over time
$27.7M
$643M
Jul 11, 2017
Aug 25, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 25, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 9 | $16.7M | 60.2% |
| High net worth individuals | 21 | $11.0M | 39.8% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Pershing $22.2M (80% of AUM) Aug 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 25, 2025.