Bdfs Capital Llc
- Regulatory AUM
- $411M
- Discretionary
- $408M
- Clients
- 762
- Avg AUM / client
- $540K
- Accounts
- 1,743
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 681 | $193M | 47.0% |
| High net worth individuals | 75 | $212M | 51.6% |
| Charitable organizations | 2 | $951K | 0.23% |
| Corporations and other businesses | 4 | $4.8M | 1.17% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Thomas Puglia | President | CFP | Feb 2010 (17y) | ≈ 56.25% – 100% via Black Diamond Financial Solutions Inc |
| Mark Anthony Nehra | Chief Compliance Officer | CFP | Jul 2017 (9y) | Less than 5% |
| Cameron Gallo Fitzgerald | Registered representative | CFP | Jul 2017 (9y) | |
| Kenneth Lance Reese | Registered representative | CFP Chartered Financial Consultant | Jul 2017 (9y) | |
| Derrick Joseph Diksa | Registered representative | Aug 2023 (3y) | ||
| Joseph Francis Mc Gloin | Registered representative | Nov 2024 (2y) | ||
| Wesley Raymond Humes | Registered representative | Mar 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Black Diamond Financial Solutions Inc | Member | Feb 2010 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Jeffrey Thomas Puglia: 75% – 100% of Black Diamond Financial Solutions Inc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/10/2026 | 982 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SELECTION OF OTHER ADVISORS FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $316M (77% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 10, 2026.
View current Form ADV (SEC/IAPD) ↗