AUMdb

Oak Asset Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 287856 · SEC file 801-110296 · Westlake Village, CA · WWW.FACEBOOK.COM
☆ Save with Pro ADV data as of Feb 23, 2026
Regulatory AUM
$414M
Discretionary
$414M
Clients
251
Avg AUM / client
$1.6M
Accounts
687
Employees
4

AUM over time

$0 $414M
Dec 2016 Dec 2025

Annual snapshots from Form ADV filings · as of Feb 23, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 118 $41.1M 9.93%
High net worth individuals 124 $365M 88.1%
Pension and profit sharing plans 4 $7.6M 1.85%
Charitable organizations 1 $175K 0.04%
Corporations and other businesses 4 $182K 0.04%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Jack Travis Noe Managing Member Apr 2017 (9y) 25% – 50%
Janet Marie Robinson Managing Member & Chief Compliance Officer Apr 2017 (9y) 25% – 50%
Thomas Joseph Robertson Managing Member Apr 2017 (9y) 25% – 50%
David Brian Watson Owner May 2017 (9y) ≈ 6.25% – 25% via Plateau Advisors, Llc

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Plateau Advisors, Llc Managing Member Jan 2020 A 25% – 50%

Estimated effective ownership (look-through of filed bands):

  • David Brian Watson: 25% – 50% of Plateau Advisors, Llc × 25% – 50% direct ≈ 6.25% – 25% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/23/2026 960 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 23, 2026.

View current Form ADV (SEC/IAPD) ↗