Plan A Wealth, Llc
- Regulatory AUM
- $434M
- Discretionary
- $412M
- Clients
- 658
- Avg AUM / client
- $659K
- Accounts
- 2,203
- Employees
- 13
AUM over time
Annual snapshots from Form ADV filings · as of Mar 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 474 | $130M | 30.0% |
| High net worth individuals | 163 | $281M | 64.8% |
| Banking or thrift institutions | 2 | $1.3M | 0.29% |
| Pension and profit sharing plans | 9 | $16.2M | 3.73% |
| Charitable organizations | 6 | $4.7M | 1.09% |
| Corporations and other businesses | 4 | $438K | 0.1% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Pen Link, Ltd. 401(k) Plan Pen Link, Ltd. | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ronald Wallace Anderson | Managing Member | Mar 2017 (9y) | 75% or more | |
| Becky Lynn Wiegand | Chief Compliance Officer | Apr 2017 (9y) | Less than 5% | |
| Michael Anthony Hoefler | Registered representative | Jun 2020 (6y) | ||
| Brad Parker Bryan | Registered representative | Feb 2021 (5y) | ||
| Joshua Gregory Fisher | Registered representative | Nov 2023 (3y) | ||
| Cutter Price Anderson | Registered representative | Dec 2024 (2y) | ||
| Logan Samuel Schluckebier | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Pen Link, Ltd. 401(k) Plan | Pen Link, Ltd. | 154 | $41.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 954 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $412M (95% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗