Alera Investment Advisors, Llc
SEC-registered
Institutional / Pension Advisor · Mid-sized ($1B–$10B)
CRD 287906
· SEC file 801-111892
· Deerfield, IL
· aleragroup.com
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $5.3B
- Discretionary
- $5.3B
- Clients
- 2,466
- Avg AUM / client
- $2.1M
- Accounts
- 4,077
- Employees
- 107
AUM over time
$0
$5.3B
Sep 2017
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,682 | $496M | 9.38% |
| High net worth individuals | 352 | $938M | 17.7% |
| Pension and profit sharing plans | 414 | $3.7B | 69.6% |
| Charitable organizations | 5 | $92.1M | 1.74% |
| Corporations and other businesses | 13 | $83.1M | 1.57% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (70)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bures, Jennifer, Ann | Chief Operating Officer | Oct 2021 (5y) | Less than 5% | |
| Lyndsay Rachel Kim | Chief Compliance Officer | Feb 2022 (5y) | Less than 5% | |
| Mango, Christian | President Of Aia Retirement Planning Services | Aug 2023 (3y) | Less than 5% | |
| Michael John Moss | President Of Aia Wealth Services | CFP | Sep 2024 (2y) | Less than 5% |
| Brent Elliot Rosen | Registered representative | Nov 2017 (9y) | ||
| John Paul Fisher | Registered representative | CFP | Nov 2017 (9y) | |
| Mark Christopher Strubel | Registered representative | Nov 2017 (9y) | ||
| Bradley Steven Shaps | Registered representative | Nov 2017 (9y) | ||
| Duane Everett Stevens | Registered representative | CFP Chartered Financial Consultant | Nov 2017 (9y) | |
| Gigi Jeanmarie Verrey | Registered representative | Chartered Financial Consultant | Nov 2017 (9y) | |
| Richard Scott Levitz | Registered representative | Nov 2017 (9y) | ||
| Brent Howard Novoselsky | Registered representative | Chartered Financial Consultant | Nov 2017 (9y) | |
| Brian Ian Carlson | Registered representative | CFP | Nov 2017 (9y) | |
| Clay Peter Hessel | Registered representative | Nov 2017 (9y) | ||
| Eric Philip Rosenbloom | Registered representative | Chartered Financial Consultant | Nov 2017 (9y) | |
| John Charles Kwasigroch | Registered representative | Nov 2017 (9y) | ||
| Mitchell A Ratnow | Registered representative | Nov 2017 (9y) | ||
| Pamela Susan Davis | Registered representative | Chartered Financial Consultant | Nov 2017 (9y) | |
| Robert Kenneth Janson | Registered representative | Jan 2018 (9y) | ||
| Ethan Jeremy Rosenbloom | Registered representative | CFP | Apr 2018 (8y) | |
| Andrew Robert Adams | Registered representative | Oct 2018 (8y) | ||
| Brentford Moir Price | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Ronald William Devon | Registered representative | Nov 2018 (8y) | ||
| Vincent Edward Zinsmeyer | Registered representative | Jul 2020 (6y) | ||
| Daniel Kevin O'doherty | Registered representative | CFP | Feb 2022 (4y) | |
| Michael John Merriman | Registered representative | Feb 2022 (4y) | ||
| Brian Patrick Costello | Registered representative | Feb 2022 (4y) | ||
| Mary Katherine O'brian | Registered representative | Feb 2022 (4y) | ||
| Akeem Cheo Davis | Registered representative | May 2022 (4y) | ||
| Rebecca Christine Szewczyk | Registered representative | Oct 2022 (4y) | ||
| Kyle W Holben | Registered representative | Nov 2022 (4y) | ||
| Colin Ragsdale | Registered representative | Jul 2023 (3y) | ||
| Craig Matthew Stanley | Registered representative | Jul 2023 (3y) | ||
| Lieren Mcnally Timeus | Registered representative | CFP | Jul 2023 (3y) | |
| Jaime Herrera | Registered representative | Jul 2023 (3y) | ||
| Zachary William Lansburgh | Registered representative | Dec 2023 (3y) | ||
| Dalila Doris Toledo | Registered representative | Jan 2024 (3y) | ||
| Matthew Timothy Rockefeller | Registered representative | Feb 2024 (2y) | ||
| David Lehenbauer | Registered representative | Mar 2024 (2y) | ||
| Matthew Ryan Compton | Registered representative | May 2024 (2y) | ||
| Steven Eric Jolley | Registered representative | May 2024 (2y) | ||
| Kaleb Neil Cervantes | Registered representative | Jun 2024 (2y) | ||
| William J Daniel | Registered representative | Aug 2024 (2y) | ||
| Frederic William Amberg | Registered representative | Aug 2024 (2y) | ||
| Julissa Martinez | Registered representative | Aug 2024 (2y) | ||
| John Marlin Breard | Registered representative | CFP | Aug 2024 (2y) | |
| Joshua Robison Sorensen | Registered representative | Sep 2024 (2y) | ||
| Taylor Colin Young | Registered representative | Sep 2024 (2y) | ||
| James Matthew Rafeld | Registered representative | Oct 2024 (2y) | ||
| Dbie Anna Johnson | Registered representative | Nov 2024 (2y) | ||
| Jeffrey Bruce Anderson | Registered representative | Nov 2024 (2y) | ||
| Loren Weintrob | Registered representative | Dec 2024 (2y) | ||
| Troy W Haugen | Registered representative | Dec 2024 (2y) | ||
| Robyn Jo Repetti | Registered representative | Jan 2025 (2y) | ||
| Peter Andreas Klinkmueller | Registered representative | Jan 2025 (2y) | ||
| Stephen Theodore Boudreau | Registered representative | Jan 2025 (2y) | ||
| Drew Switzer | Registered representative | Mar 2025 (1y) | ||
| Holly Knight | Registered representative | Mar 2025 (1y) | ||
| Michele Marie Farfan | Registered representative | May 2025 (1y) | ||
| Michael Kevin Mccabe | Registered representative | May 2025 (1y) | ||
| Andrew Nicholas Rineck | Registered representative | May 2025 (1y) | ||
| Jennifer Tracey Kirby | Registered representative | May 2025 (1y) | ||
| Linda Marie Skoglund | Registered representative | Chartered Financial Consultant | May 2025 (1y) | |
| Carmela Lee Elco | Registered representative | May 2025 (1y) | ||
| Julie Gray | Registered representative | Jun 2025 (1y) | ||
| Adam D Bettis | Registered representative | Jun 2025 (1y) | ||
| Desteni Lynn Lawhorn | Registered representative | Aug 2025 (1y) | ||
| David Michael Pabin | Registered representative | Nov 2025 (1y) | ||
| Robert Yastrow | Registered representative | Jan 2026 (1y) | ||
| Samuel Gersh Sadkhin | Registered representative | Feb 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Alera Group, Inc. | Managing Member / Parent Company | Apr 2017 | A | 75% or more |
| Alera Group Intermediate Holdings, Llc | Shareholder | Dec 2016 | B | ≈ 56.25% – 100% via Alera Group, Inc. |
| Alera Group Holdings, Inc. | Shareholder | Dec 2016 | B | ≈ 42.19% – 100% via Alera Group Intermediate Holdings, Llc |
| Alera Group Ultimate Holdings, Llc | Shareholder | Jun 2021 | B | ≈ 31.64% – 100% via Alera Group Holdings, Inc. |
| Genstar Capital Partners X, L.P. | Shareholder | Sep 2021 | B | ≈ 1.98% – 25% via Genstar X Alera Group Holdings, Llc |
| Genstar X Alera Group Holdings, Llc | Shareholder | Sep 2021 | B | ≈ 7.91% – 50% via Alera Group Ultimate Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Alera Group Intermediate Holdings, Llc: 75% – 100% of Alera Group, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Alera Group Holdings, Inc.: 75% – 100% of Alera Group Intermediate Holdings, Llc × 75% – 100% of Alera Group, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Alera Group Ultimate Holdings, Llc: 75% – 100% of Alera Group Holdings, Inc. × 75% – 100% of Alera Group Intermediate Holdings, Llc × 75% – 100% of Alera Group, Inc. × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Genstar Capital Partners X, L.P.: 25% – 50% of Genstar X Alera Group Holdings, Llc × 25% – 50% of Alera Group Ultimate Holdings, Llc × 75% – 100% of Alera Group Holdings, Inc. × 75% – 100% of Alera Group Intermediate Holdings, Llc × 75% – 100% of Alera Group, Inc. × 75% – 100% direct ≈ 1.98% – 25% of the firm
- Genstar X Alera Group Holdings, Llc: 25% – 50% of Alera Group Ultimate Holdings, Llc × 75% – 100% of Alera Group Holdings, Inc. × 75% – 100% of Alera Group Intermediate Holdings, Llc × 75% – 100% of Alera Group, Inc. × 75% – 100% direct ≈ 7.91% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (74)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Easter Seals Of San Antonio 401(k) Plan | Easter Seals Rehabilitation Center | 175 | $7.1M | 09/01/2024 |
| Ssoba Defined Contribution Retirement Fund | Ssoba Defined Contribution Retirement Fund | 674 | $20.7M | 09/01/2024 |
| Abilis, Inc. Retirement Plan | Abilis, Inc. | 363 | $18.2M | 07/01/2024 |
| Transition Projects, Inc. 401(k) Employee Savings Plan | Transition Projects, Inc. | 233 | $4.3M | 07/01/2024 |
| Lesbian And Gay Community Services Center, Inc. Profit Sharing Plan And Trust | Lesbian And Gay Community Services Center, Inc. | 98 | $6.3M | 07/01/2024 |
| Tiffany & Bosco, P.A. Profit Sharing 401(k) Plan | Tiffany & Bosco, P.A. | 229 | $32.6M | 04/01/2024 |
| Truckpro, Llc 401(k) Plan | Truckpro, Llc | 1,402 | $50.0M | 01/01/2024 |
| Portland Art Museum 401(k) Retirement Plan | Portland Art Museum | 111 | $10.0M | 01/01/2024 |
| Durex Industries 401(k) Plan | Durex Industries | 308 | $8.1M | 01/01/2024 |
| Private Prep Nyc Llc 401(k) Profit Sharing Plan & Trust | Private Prep Nyc Llc | 101 | $4.8M | 01/01/2024 |
| San Antonio Christian Schools 401(k) Plan | San Antonio Christian Schools | 220 | $3.0M | 01/01/2024 |
| The One Embrey 401(k) Retirement Plan | Embrey Development Company | 596 | $21.2M | 01/01/2024 |
| Brook & Whittle Limited Section 401(k) Profit Sharing Plan | Brook & Whittle Limited | 1,795 | $91.9M | 01/01/2024 |
| Surewerx Usa 401(k) Plan | Surewerx Usa Inc. | 117 | $14.6M | 01/01/2024 |
| Summitstone Health Partners 403(b) Retirement Plan | Summitstone Health Partners | 599 | $18.0M | 01/01/2024 |
| Villa Academy Retirement Plan | Villa Academy | 112 | $6.9M | 01/01/2024 |
| Guidepoint Global, Llc 401(k) Plan | Guidepoint Global, Llc | 769 | $33.8M | 01/01/2024 |
| Zufall Health Center 403(b) Plan | Zufall Health Center | 525 | $16.0M | 01/01/2024 |
| Gen4 Dental Partners 401(k) Retirement Plan | Gen4 Dental Partners Opco, Llc | 1,646 | $33.4M | 01/01/2024 |
| Pen Link, Ltd. 401(k) Plan | Pen Link, Ltd. | 154 | $41.2M | 01/01/2024 |
| Feeding America 401(k) Plan | Feeding America | 399 | $75.4M | 01/01/2024 |
| Ascot 401(k) Retirement Plan | Ascot Us Holding Corporation | 530 | $66.5M | 01/01/2024 |
| Swire Shipping Us Inc 401(k) Plan | Swire Shipping Us Inc. | 73 | $11.9M | 01/01/2024 |
| Kitsap Credit Union 401(k) Retirement | Kitsap Credit Union | 319 | $32.3M | 01/01/2024 |
| Fleetpride Inc. Retirement & Savings Plan | Fleetpride, Inc. | 4,603 | $187M | 01/01/2024 |
Top 25 of 74 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.44 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $3.6B (68% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗