Sfi Advisors, Llc
- Regulatory AUM
- $176M
- Discretionary
- $176M
- Clients
- 304
- Avg AUM / client
- $579K
- Accounts
- 336
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 272 | $82.0M | 46.6% |
| High net worth individuals | 32 | $94.0M | 53.4% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Cme Wire & Cable Inc 401(k) Profit Sharing Plan Cme Wire & Cable, Inc. | 2024 | |
| Eye Centers Of America 401(k) Eye Centers Of America, Llc | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christopher Robert Sampers | Member | CFP | Apr 2009 (17y) | 50% – 75% |
| John Henry Sampers | Managing Member/Chief Compliance Officer | Apr 2009 (17y) | 50% – 75% | |
| Joel Abraham Schreiber | Registered representative | CFP | May 2017 (9y) | |
| Peter Elliott Goodman | Registered representative | Chartered Financial Consultant | May 2017 (9y) | |
| Andrea Zilli | Registered representative | CFA | Apr 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Cme Wire & Cable Inc 401(k) Profit Sharing Plan | Cme Wire & Cable, Inc. | 168 | $9.8M | 01/01/2024 |
| Eye Centers Of America 401(k) | Eye Centers Of America, Llc | 363 | $15.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 972 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $185M (105% of AUM) Mar 2026
- Ascensus Broker Dealer Services, Llc $66.0M (34% of AUM) Mar 2023
- Reliance Trust Company $59.0M (27% of AUM) May 2021
- Adp Broker Dealer, Inc. $48.0M (20% of AUM) Mar 2024
- Empower Financial Services, Inc. $11.2M (6% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗