Northeast Advisory Group, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 287954
· Scranton, PA
· www.neadvisorygroup.com
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ADV data as of Feb 04, 2026
- Regulatory AUM
- $56.3M
- Discretionary
- $16.7M
- Clients
- 100
- Avg AUM / client
- $563K
- Accounts
- 168
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 83 | $18.3M | 32.5% |
| High net worth individuals | 10 | $21.3M | 37.8% |
| Pension and profit sharing plans | 6 | $14.7M | 26.1% |
| Charitable organizations | 1 | $2.0M | 3.59% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Susan L Sariti | Registered representative | Jun 2017 (9y) | ||
| Edward J Gilmartin | Registered representative | Sep 2019 (7y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/04/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • FEES FROM THIRD-PARTY MONEY MANAGERS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $19.4M (34% of AUM) Feb 2026
- Broadridge Matrix Financial Solutions, Inc. $16.7M (30% of AUM) Feb 2026
- Fidelity Brokerage Services $12.7M (23% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 04, 2026.
View current Form ADV (SEC/IAPD) ↗