Awm Capital, Llc
- Regulatory AUM
- $1.5B
- Discretionary
- $1.5B
- Clients
- 467
- Avg AUM / client
- $3.2M
- Accounts
- 2,885
- Employees
- 38
AUM over time
Annual snapshots from Form ADV filings · as of Mar 13, 2026
Investments (13F portfolio — 113 positions, $1,104,784,486)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Dimensional Etf Trust | US CORE EQUITY 2 | $188,529,444 | 4,851,503 | 17.1% | 12.7% |
| 2 | Dimensional Etf Trust | US SUSTAINABILTY | $134,814,286 | 3,280,951 | 12.2% | 9.06% |
| 3 | Dimensional Etf Trust | INTL CORE EQUITY | $124,889,946 | 3,515,056 | 11.3% | 8.4% |
| 4 | Ishares Tr | 0-3 MNTH TREASRY | $66,734,540 | 662,969 | 6.04% | 4.49% |
| 5 | Invesco Exch Traded Fd Tr Ii | SHORT TERM TREAS | $63,592,478 | 602,486 | 5.76% | 4.28% |
| 6 | Dimensional Etf Trust | EMERGING MKTS CO | $62,440,886 | 1,807,261 | 5.65% | 4.2% |
| 7 | American Centy Etf Tr | US EQT ETF | $47,291,541 | 425,360 | 4.28% | 3.18% |
| 8 | Dimensional Etf Trust | INTERNATIONAL | $39,482,585 | 931,193 | 3.57% | 2.65% |
| 9 | Dimensional Etf Trust | NATL MUN BD ETF | $34,435,675 | 718,457 | 3.12% | 2.32% |
| 10 | Dimensional Etf Trust | EMERGING MARKETS | $32,229,634 | 760,676 | 2.92% | 2.17% |
| 11 | Vanguard Instl Index Fd | 0-3 MO TREAS BIL | $29,824,215 | 394,239 | 2.7% | 2.01% |
| 12 | Dimensional Etf Trust | US CORE EQT MKT | $26,459,467 | 586,424 | 2.4% | 1.78% |
| 13 | Ishares Tr | RUS 1000 VAL ETF | $22,454,864 | 105,091 | 2.03% | 1.51% |
| 14 | Dimensional Etf Trust | INTL CORE EQT MK | $21,767,349 | 558,710 | 1.97% | 1.46% |
| 15 | Dimensional Etf Trust | SHORT DURATION F | $18,958,607 | 395,960 | 1.72% | 1.27% |
| 16 | American Centy Etf Tr | INTL EQT ETF | $15,293,087 | 180,257 | 1.38% | 1.03% |
| 17 | Dimensional Etf Trust | EMGR CRE EQT MNG | $14,047,871 | 414,880 | 1.27% | 0.94% |
| 18 | Vanguard Index Fds | REAL ESTATE ETF | $13,167,143 | 148,445 | 1.19% | 0.89% |
| 19 | Dimensional Etf Trust | US EQUITY MARKET | $11,803,474 | 166,457 | 1.07% | 0.79% |
| 20 | Dimensional Etf Trust | GLOBAL REAL EST | $8,852,130 | 333,037 | 0.8% | 0.6% |
| 21 | Ishares Tr | CORE S&P500 ETF | $8,800,483 | 13,472 | 0.8% | 0.59% |
| 22 | Ishares Tr | SELECT US REIT | $8,756,850 | 141,490 | 0.79% | 0.59% |
| 23 | Dimensional Etf Trust | US REAL ESTATE E | $6,272,755 | 265,232 | 0.57% | 0.42% |
| 24 | American Centy Etf Tr | AVANTIS EMGMKT | $6,262,491 | 77,717 | 0.57% | 0.42% |
| 25 | Dimensional Etf Trust | WORLD EX US CORE | $5,791,404 | 170,485 | 0.52% | 0.39% |
Top 25 of 113 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 219 | $75.2M | 5.05% |
| High net worth individuals | 236 | $1.3B | 87.0% |
| Pooled investment vehicles (non-investment companies) | 12 | $111M | 7.44% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.1M | 0.07% |
| Charitable organizations | Fewer than 5 clients | $6.2M | 0.42% |
Private funds (6)
Reported in Form ADV Section 7.B.(1), filing of May 2024 · $33.4M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Awm Venture Fund Iv, Lp | Venture Capital Fund | Arizona | $16.9M | 52 |
| Awm Venture Fund Iii, Llc | Venture Capital Fund | Arizona | $8.1M | 31 |
| Awm Venture Fund Ii, Llc | Venture Capital Fund | Arizona | $3.6M | 35 |
| Awm Venture Fund I Llc | Venture Capital Fund | Arizona | $3.2M | 16 |
| Awm Venture Opportunity Fund I Llc | Venture Capital Fund | Arizona | $1.3M | 25 |
| Awm Ventures Spv Iii | Venture Capital Fund | Delaware | $250K | 15 |
People (32)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brandon Lee Averill | Partner | CFP | Feb 2017 (10y) | 25% – 50% |
| David Rickard Penniall | Member | CFP | Feb 2017 (10y) | 10% – 25% |
| Erik Daniel Averill | Member | CFP | Feb 2017 (10y) | 25% – 50% |
| Robert Don Mcconchie | Member | Personal Financial Specialist | Feb 2017 (10y) | 10% – 25% |
| Justin Michael Dyer | Member | CFP CFA | Apr 2019 (7y) | 10% – 25% |
| Lynch, Debra, Bellantoni | Chief Compliance Officer | Oct 2023 (3y) | Less than 5% | |
| Travis C Chick | Registered representative | CFP | Oct 2018 (8y) | |
| Joshua Mc Alister | Registered representative | CFP | Aug 2020 (6y) | |
| Zachary Joseph Miller | Registered representative | Oct 2020 (6y) | ||
| Chase Knowlton Dominguez | Registered representative | CFP | Oct 2020 (6y) | |
| Bryson Wills Mc Guffey | Registered representative | Dec 2020 (6y) | ||
| Clayton Thomas Kimball | Registered representative | Mar 2022 (4y) | ||
| Jeffrey Ryan Locke | Registered representative | CFP | Jan 2023 (4y) | |
| Aaron David Goldberg | Registered representative | CFP | Apr 2023 (3y) | |
| Samuel Onyedikachi Acho | Registered representative | Nov 2023 (3y) | ||
| Jacob Alexander May | Registered representative | CFP | Nov 2023 (3y) | |
| Riccardo Kirshun Stewart | Registered representative | Dec 2023 (3y) | ||
| Jillian Marie Martinez | Registered representative | Mar 2024 (2y) | ||
| Charles Michael Toole | Registered representative | CFP | Apr 2024 (2y) | |
| Robert Ray Peters | Registered representative | Jul 2024 (2y) | ||
| Ethan Austin Gahm | Registered representative | Jul 2024 (2y) | ||
| Sean Philip Richardson | Registered representative | Jul 2024 (2y) | ||
| Francisco Javier Sanchez | Registered representative | CFP | Jul 2024 (2y) | |
| Mena R Hanna | Registered representative | CFA | Nov 2024 (2y) | |
| Corbin Davis Bozosi | Registered representative | CFP | Apr 2025 (1y) | |
| Braden Robert Griffiths | Registered representative | May 2025 (1y) | ||
| Roger Walton Ferguson | Registered representative | Oct 2025 (1y) | ||
| Nathan Minho Chong | Registered representative | Jan 2026 (1y) | ||
| Sophia Nicol Barclay | Registered representative | Feb 2026 (0y) | ||
| William Chapman | Registered representative | Apr 2026 (0y) | ||
| Spencer Everett Seid | Registered representative | Jun 2026 (0y) | ||
| Ella Sloane Campbell | Registered representative | Jul 2026 (0y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (6, $33.4M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Awm Venture Fund Iv, Lp | Venture Capital Fund | $16.9M | $100K | 52 |
| Awm Venture Fund Iii, Llc | Venture Capital Fund | $8.1M | $10.0K | 31 |
| Awm Venture Fund Ii, Llc | Venture Capital Fund | $3.6M | $10.0K | 35 |
| Awm Venture Fund I Llc | Venture Capital Fund | $3.2M | $10.0K | 16 |
| Awm Venture Opportunity Fund I Llc | Venture Capital Fund | $1.3M | $10.0K | 25 |
| Awm Ventures Spv Iii | Venture Capital Fund | $250K | $1.0K | 15 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/13/2026 | 2.95 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: FAILURE TO COMPLETE THE REGISTRATION PROCESS OR WITHDRAW THE APPLICATION LEADING TO A NOTICE OF DENIAL OF REGISTRATION. Status: Final Sanction Detail: INVESTMENT ADVISER REPRESENTATIVE REGISTRATION IN THE STATE OF FLORIDA WAS DENIED BY ORDER. Summary: ERIK AVERILL ORIGINALLY APPLIED FOR FLORIDA REGISTRATION IN ANTICIPATION OF ADVISING CLIENTS WHO LIVE IN THAT STATE. HOWEVER, MR. AVERILL DID NOT COMPLETE THE NECESSARY PAPERWORK BY THE REQUIRED DEADLINE WHICH CAUSED THE DENIAL OF REGISTRATION BY THE STATE. MR. AVERILL DID NOT ATTEMPT TO RE-REGISTER AS HE WAS NOT ADVISING CLIENTS IN FLORIDA AT THAT TIME.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Charles Schwab & Co. $1.3B (88% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.
View current Form ADV (SEC/IAPD) ↗