Wellspring Financial, Llc
- Regulatory AUM
- $69.4M
- Discretionary
- $69.4M
- Clients
- 112
- Avg AUM / client
- $619K
- Accounts
- 293
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 90 | $29.6M | 42.7% |
| High net worth individuals | 22 | $39.7M | 57.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Sun Mechanical Contracting, Inc. 401(k) Retirement Plan Sun Mechanical Contracting, Inc. | 2024 | |
| Ke&G Construction Inc. 401(k) Profit Sharing Plan And Trust Ke&G Construction Inc | 2024 | |
| Intermountain Centers 401(k) Plan Intermountain Centers For Human Development Inc | 2024 | |
| Royal Speedway, Inc. 401(k) Profit Sharing Plan Royal Speedway, Inc. | 2024 | |
| The Inside Source, Inc. 401(k) Profit Sharing Plan The Inside Source, Inc. | 2024 | |
| Arizona Community Physicians, P.C. 401(k) Profit Sharing Plan & Trust Arizona Community Physicians, P.C. | 2024 | |
| The Country Club At Dc Ranch Employees Savings Trust The Country Club At Dc Ranch | 2024 | |
| Vaisala Inc. 401(k) Plan Vaisala Inc. | 2024 | |
| Exyte Americas 401(k) Retirement Savings Plan Exyte Americas Holding, Inc. | 2024 | |
| The Gregory School 403(b) Retirement Plan The Gregory School | 2024 | |
| Ross Innovative Employment Solutions 401(k) Plan Ross Innovative Employment Solutions | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Mcsheffery Andrus | Registered representative | CFP | Jun 2017 (9y) | |
| Michael Joseph Puckly | Registered representative | Chartered Financial Consultant | Jun 2017 (9y) | |
| Matthew Joseph Dreier | Registered representative | Chartered Financial Consultant | Jun 2018 (8y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (11)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Sun Mechanical Contracting, Inc. 401(k) Retirement Plan | Sun Mechanical Contracting, Inc. | 409 | $9.8M | 01/01/2024 |
| Ke&G Construction Inc. 401(k) Profit Sharing Plan And Trust | Ke&G Construction Inc | 373 | $7.6M | 01/01/2024 |
| Intermountain Centers 401(k) Plan | Intermountain Centers For Human Development Inc | 843 | $18.3M | 01/01/2024 |
| Royal Speedway, Inc. 401(k) Profit Sharing Plan | Royal Speedway, Inc. | 438 | $20.1M | 01/01/2024 |
| The Inside Source, Inc. 401(k) Profit Sharing Plan | The Inside Source, Inc. | 323 | $34.9M | 01/01/2024 |
| Arizona Community Physicians, P.C. 401(k) Profit Sharing Plan & Trust | Arizona Community Physicians, P.C. | 831 | $152M | 01/01/2024 |
| The Country Club At Dc Ranch Employees Savings Trust | The Country Club At Dc Ranch | 193 | $5.1M | 01/01/2024 |
| Vaisala Inc. 401(k) Plan | Vaisala Inc. | 374 | $85.9M | 01/01/2024 |
| Exyte Americas 401(k) Retirement Savings Plan | Exyte Americas Holding, Inc. | 1,918 | $152M | 01/01/2024 |
| The Gregory School 403(b) Retirement Plan | The Gregory School | 81 | $11.1M | 01/01/2024 |
| Ross Innovative Employment Solutions 401(k) Plan | Ross Innovative Employment Solutions | 7,970 | $67.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/12/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 12, 2026.
View current Form ADV (SEC/IAPD) ↗