Adaptive Financial Consulting, Llc
- Regulatory AUM
- $547M
- Discretionary
- $517M
- Clients
- 261
- Avg AUM / client
- $2.1M
- Accounts
- 572
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Mar 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 93 | $48.6M | 8.88% |
| High net worth individuals | 83 | $231M | 42.3% |
| Pension and profit sharing plans | 85 | $267M | 48.8% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Balboa Nephrology Medical Group, Inc. Profit Sharing Plan Balboa Nephrology Medical Group, Inc. | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeremy Bigelow Thompson | Managing Member & Chief Compliance Officer | CFP | May 2013 (13y) | 75% or more |
| Jonathan Ian Grundman | Chief Investment Officer | CFA | Aug 2017 (9y) | Less than 5% |
| Tobias Ryan Yearms | Registered representative | Aug 2017 (9y) | ||
| Rachelle Renee Kovacs | Registered representative | CFP | May 2018 (8y) | |
| Luke Timothy Parton | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Michael Christopher Krueger | Registered representative | Sep 2019 (7y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Balboa Nephrology Medical Group, Inc. Profit Sharing Plan | Balboa Nephrology Medical Group, Inc. | 171 | $45.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/05/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $331M (61% of AUM) Mar 2026
- Ascensus Broker Dealer Services, Llc $105M (19% of AUM) Mar 2026
- Fidelity Brokerage Services $59.6M (11% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.
View current Form ADV (SEC/IAPD) ↗