Seneca Capital Management, Llc
- Regulatory AUM
- $120M
- Discretionary
- $120M
- Clients
- 2
- Avg AUM / client
- $60.0M
- Accounts
- 2
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $120M | 100.0% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of May 2024 · $96.9M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Seneca Capital Income Real Estate Fund Ii, Lp | Real Estate Fund | Delaware | $96.3M | 96 |
| Seneca Capital Income Real Estate Fund I, Lp | Real Estate Fund | Delaware | $620K | 82 |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Rhett Austin James Trees | Founder And Chief Compliance Officer | Mar 2017 (9y) | ≈ 56.25% – 100% via Seneca Capital Partners, Llc |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Seneca Capital Partners, Llc | Sole Member And Manager | Mar 2017 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Rhett Austin James Trees: 75% – 100% of Seneca Capital Partners, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $96.9M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Seneca Capital Income Real Estate Fund Ii, Lp | Real Estate Fund | $96.3M | $250K | 96 |
| Seneca Capital Income Real Estate Fund I, Lp | Real Estate Fund | $620K | $250K | 82 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1.24 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗