Torrey Pines Financial, Inc.
State-registered
Wealth Manager · Boutique (under $100M)
CRD 288213
· San Diego, CA
· www.torreypinesfinancial.com
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ADV data as of Mar 09, 2026
- Regulatory AUM
- $34.8M
- Discretionary
- $0
- Clients
- 78
- Avg AUM / client
- $446K
- Accounts
- 78
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 37 | $21.0M | 60.3% |
| High net worth individuals | 3 | $5.0M | 14.4% |
| Pension and profit sharing plans | Fewer than 5 clients | $600K | 1.72% |
| Other investment advisers | 38 | $8.2M | 23.6% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Frank Edward Montes | Registered representative | Jun 2017 (9y) | ||
| Michael Harris Rosendahl | Registered representative | Feb 2018 (9y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/09/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $21.0M (60% of AUM) Mar 2026
- Jackson National Life Insurance $6.0M (17% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 09, 2026.
View current Form ADV (SEC/IAPD) ↗