AUMdb

Compass Advisory Group Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 288256 · SEC file 801-110409 · Melville, NY · WWW.COMPASSADVISORS.COM
☆ Save with Pro ADV data as of Feb 19, 2026
Regulatory AUM
$767M
Discretionary
$506M
Clients
528
Avg AUM / client
$1.5M
Accounts
1,152
Employees
7

AUM over time

$0 $767M
Dec 2016 Dec 2025

Annual snapshots from Form ADV filings · as of Feb 19, 2026

Investments (13F portfolio — 86 positions, $373,720,029)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Innovator Etfs Trust INTRNL DEV JAN $30,214,202 832,806 8.08% 3.94%
2 Innovator Etfs Trust DEFINED WLT SHLD $28,760,591 859,423 7.7% 3.75%
3 Vanguard Intl Equity Index F TT WRLD ST ETF $27,796,279 200,956 7.44% 3.62%
4 Innovator Etfs Trust US SML CP PWR B $25,662,243 615,077 6.87% 3.34%
5 Schwab Strategic Tr US MID-CAP ETF $21,296,964 687,886 5.7% 2.77%
6 Vanguard Index Fds TOTAL STK MKT $20,202,976 62,975 5.41% 2.63%
7 Schwab Strategic Tr US LCAP GR ETF $19,839,708 681,075 5.31% 2.58%
8 Dimensional Etf Trust US LARGE CAP VAL $19,796,563 554,370 5.3% 2.58%
9 Pacer Fds Tr US SMALL CAP CAS $18,501,567 412,337 4.95% 2.41%
10 Innovator Etfs Trust US EQTY PWR BUF $17,094,579 370,574 4.57% 2.23%
11 Vanguard Scottsdale Fds SHRT TRM CORP BD $15,346,565 193,599 4.11% 2.0%
12 Schwab Strategic Tr US BRD MKT ETF $13,981,975 557,051 3.74% 1.82%
13 Schwab Strategic Tr INTL EQTY ETF $11,488,863 464,196 3.07% 1.5%
14 Vanguard Scottsdale Fds LONG TERM TREAS $9,754,848 176,223 2.61% 1.27%
15 Pgim Rock Etf Tr S&P 500 BUFFER $9,302,324 305,732 2.49% 1.21%
16 Vanguard Index Fds EXTEND MKT ETF $6,448,540 31,334 1.73% 0.84%
17 Vanguard Index Fds VALUE ETF $4,251,406 21,669 1.14% 0.55%
18 Aim Etf Products Trust ALLIANZIM US EQU $4,217,380 115,608 1.13% 0.55%
19 Vanguard Mun Bd Fds TAX EXEMPT BD $3,936,935 78,912 1.05% 0.51%
20 Apple Inc COM $3,573,628 14,081 0.96% 0.47%
21 Vanguard Index Fds S&P 500 ETF SHS $3,412,911 5,712 0.91% 0.44%
22 Innovator Etfs Trust US EQTY PWR BUF $3,095,870 72,844 0.83% 0.4%
23 Vanguard Intl Equity Index F ALLWRLD EX US $3,094,430 41,204 0.83% 0.4%
24 Schwab Strategic Tr US LCAP VA ETF $2,977,311 97,617 0.8% 0.39%
25 Aim Etf Products Trust ALLIANZIM US EQU $2,600,110 67,588 0.7% 0.34%

Top 25 of 86 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 240 $120M 15.7%
High net worth individuals 121 $300M 39.2%
Pension and profit sharing plans 161 $338M 44.0%
Corporations and other businesses 6 $9.2M 1.2%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Forum Personnel Inc 401(k) Profit Sharing Plan & Trust Forum Personnel Inc. 2024
Lily Transportation Corp. 401(k) Profit Sharing Plan Lily Transportation Corp. 2024
Principal Ease 401(k) Plan Principal Life Insurance Company 2024
General Glass International 401(k) Plan Ggi Glass Distributors Corp. D/B/A General Glass International 2024

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Lauren Michelle King Managing Member, Partner, And Chief Compliance Officer CFP Apr 2017 (9y) 50% – 75%
Michael Anthony Cuneo Managing Member, Partner, And Chief Investment Officer CFP Apr 2017 (9y) 50% – 75%
Jeffrey Joseph Myers Registered representative CFP Jul 2021 (5y)
Jeffrey Ryan Burke Registered representative CFP Jul 2021 (5y)
Brendan L Hyde Registered representative Oct 2021 (5y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (4)

PlanSponsorParticipantsPlan assetsAs of
Forum Personnel Inc 401(k) Profit Sharing Plan & Trust Forum Personnel Inc. 2,155 $7.3M 01/01/2024
Lily Transportation Corp. 401(k) Profit Sharing Plan Lily Transportation Corp. 1,337 $31.1M 01/01/2024
Principal Ease 401(k) Plan Principal Life Insurance Company 161,040 $651M 01/01/2024
General Glass International 401(k) Plan Ggi Glass Distributors Corp. D/B/A General Glass International 0 $0 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/19/2026 914 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 19, 2026.

View current Form ADV (SEC/IAPD) ↗