VI
Vesta Investment Advisors, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 288315
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ADV data as of Feb 04, 2025
- Regulatory AUM
- $1.7M
- Discretionary
- $1.7M
- Clients
- 5
- Avg AUM / client
- $330K
- Accounts
- 3
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4 | $1.1M | 63.6% |
| Corporations and other businesses | 1 | $600K | 36.4% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bing Lu | Registered representative | Nov 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/04/2025 | 1.39 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Vesta Strategic Re Fund, Lp $1.3M (79% of AUM) Feb 2025
- Sun Water Capital $600K (36% of AUM) Feb 2025
- Interactive Brokers $600K (36% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 04, 2025.
View current Form ADV (SEC/IAPD) ↗