Braun Bostich & Associates Inc.
- Regulatory AUM
- $250M
- Discretionary
- $245M
- Clients
- 269
- Avg AUM / client
- $928K
- Accounts
- 972
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 179 | $56.4M | 22.6% |
| High net worth individuals | 90 | $188M | 75.4% |
| Pension and profit sharing plans | Fewer than 5 clients | $5.0M | 1.99% |
| Charitable organizations | Fewer than 5 clients | $58.5K | 0.02% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Amy Jo Braun Bostich | Owner, Chief Executive Officer, And Private Wealth Advisor | CFP | May 2017 (9y) | 75% or more |
| Cassandra Lynn Kirby | Chief Operating Officer, Chief Compliance Officer, And Private Wealth Advisor | Jun 2017 (9y) | 10% – 25% | |
| Douglas George Bostich | Registered representative | Jun 2017 (9y) | ||
| Tammy Lynn Pompei | Registered representative | CFP | Jun 2017 (9y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/07/2026 | 911 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $233M (93% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 07, 2026.
View current Form ADV (SEC/IAPD) ↗