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Wealth Manager · Small ($100M–$1B)
CRD 288382
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ADV data as of Aug 12, 2025
- Regulatory AUM
- $100M
- Discretionary
- $100M
- Clients
- 164
- Avg AUM / client
- $612K
- Accounts
- 159
- Employees
- 5
AUM over time
$55.5M
$376M
Sep 5, 2017
Aug 12, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 12, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 164 | $100M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Fidelity Brokerage Services $66.7M (66% of AUM) Aug 2025
- Ashton Thomas Private Wealth Llc $44.8M (22% of AUM) Jul 2024
- Envestnet Securities, Inc. $36.2M (18% of AUM) Jul 2024
- U.S. Bank $31.2M (10% of AUM) Mar 2023
- Wells Fargo $14.8M (15% of AUM) Aug 2025
- Raymond James $10.8M (11% of AUM) Aug 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 12, 2025.