Emergent Financial Services, Llc.
- Regulatory AUM
- $195M
- Discretionary
- $95.2M
- Clients
- 246
- Avg AUM / client
- $794K
- Accounts
- 250
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 227 | $35.3M | 18.1% |
| High net worth individuals | 19 | $32.5M | 16.6% |
| Charitable organizations | Fewer than 5 clients | $1.0K | 0.0% |
| State or municipal government entities | Fewer than 5 clients | $127M | 65.3% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alexander Xavier Urpi | Ceo/Cco/Managing Partner | Apr 2017 (9y) | 10% – 25% | |
| Michael Xavier Urpi | Researcher/Nonmanaging Partner | Apr 2017 (9y) | 10% – 25% | |
| Urpi, Nickolas, Xavier | Researcher/Nonmanaging Partner | Apr 2017 (9y) | 10% – 25% | |
| Xavier Jose Urpi | Cio/Managing Partner | Oct 2017 (9y) | 25% – 50% |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 909 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Educational seminars/workshops
Custody
Reported custodians
- State Street $135M (12% of AUM) Mar 2024
- Truist Financial Corp $52.0M (27% of AUM) Mar 2026
- Altruist Financial $52.0M (27% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗