AUMdb

Aria Wealth Management, Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 288450 · SEC file 801-110703 · Saratoga, CA · www.ariawm.com
☆ Save with Pro ADV data as of Apr 01, 2026
Regulatory AUM
$130M
Discretionary
$122M
Clients
249
Avg AUM / client
$522K
Accounts
570
Employees
9

AUM over time

$0 $196M
May 24, 2017 Apr 1, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 01, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 190 $40.2M 30.9%
High net worth individuals 28 $59.3M 45.6%
Pension and profit sharing plans 12 $7.5M 5.74%
Charitable organizations 2 $3.8M 2.95%
State or municipal government entities 15 $18.3M 14.1%
Other 2 $881K 0.68%

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Lawrence Frederick Pizzella Chief Compliance Officer Apr 2019 (7y) Less than 5%
Joseph Scott Lawrence Registered representative Jul 2017 (9y)
Russell Paul Carlson Registered representative Aug 2017 (9y)
Charles Francis Mcateer Registered representative Oct 2019 (7y)
Carrie Katherine Carr Registered representative Nov 2019 (7y)
Elizabeth Nmn Luna Registered representative Jan 2026 (1y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Aria Wealth Llc Owner Mar 2019 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/01/2026 960 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Selection of other advisers

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.

View current Form ADV (SEC/IAPD) ↗