Hanwha Asset Management (Usa) Ltd.
- Regulatory AUM
- $4.0B
- Discretionary
- $4.0B
- Clients
- 4
- Avg AUM / client
- $999M
- Accounts
- 4
- Employees
- 22
AUM over time
Annual snapshots from Form ADV filings · as of Apr 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Banking or thrift institutions | 1 | $221M | 5.53% |
| Pooled investment vehicles (non-investment companies) | 2 | $343M | 8.57% |
| Insurance companies | 1 | $3.4B | 85.9% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Apr 2024 · $210M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Hanwha Next Generation Opportunity Fund I Lp | Venture Capital Fund | Delaware | $210M | 2 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Im, Dong Jun, Nmn | Chief Executive Officer / Chief Investment Officer | Mar 2022 (4y) | Less than 5% | |
| Jung, Yuntek, Nmn | Chief Operating Officer / Chief Financial Officer | Aug 2022 (4y) | Less than 5% | |
| Liu, Minshu, Nmn | General Counsel / Chief Compliance Officer | Mar 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Hanwha Asset Management Co. Ltd. | Direct Owner | Feb 2017 | A | 75% or more |
| Hanwha Life Insurance Co. Ltd. | Direct Owner | Jun 2010 | B | ≈ 56.25% – 100% via Hanwha Asset Management Co. Ltd. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hanwha Life Insurance Co. Ltd.: 75% – 100% of Hanwha Asset Management Co. Ltd. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $210M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Hanwha Next Generation Opportunity Fund I Lp | Venture Capital Fund | $210M | $10.0M | 2 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/30/2026 | 1.37 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- J.P. Morgan $3.4B (86% of AUM) Apr 2026
- BNY Mellon $207M (10% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.
View current Form ADV (SEC/IAPD) ↗