Rye Brook Capital, Llc
- Regulatory AUM
- $327M
- Discretionary
- $327M
- Clients
- 20
- Avg AUM / client
- $16.4M
- Accounts
- 20
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 3 | $8.4M | 2.55% |
| Other | 17 | $319M | 97.4% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $116M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Blue International Fund | Other Private Fund | Cayman Islands | $81.4M | 1 |
| Blue Global Strategy Fund | Other Private Fund | Cayman Islands | $34.9M | 2 |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carlos Gustavo Ribeiro Fernandes | Chief Compliance Officer, Managing Member | Mar 2017 (9y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $116M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Blue International Fund | Other Private Fund | $81.4M | $100K | 1 |
| Blue Global Strategy Fund | Other Private Fund | $34.9M | $100K | 2 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/03/2026 | 967 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Northern Trust $220M (46% of AUM) Mar 2024
- Morgan Stanley $102M (31% of AUM) Feb 2026
- Pershing $33.6M (10% of AUM) Feb 2026
- J.P. Morgan $3.3M (1% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 03, 2026.
View current Form ADV (SEC/IAPD) ↗