Main Management Etf Advisors, Llc
- Regulatory AUM
- $2.8B
- Discretionary
- $2.8B
- Clients
- 3
- Avg AUM / client
- $939M
- Accounts
- 3
- Employees
- 27
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Investments (13F portfolio — 115 positions, $2,679,612)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | State Street Technology Select Sector Spdr Etf Usd Class | COM | $677,762 | 5,099,787 | 25.3% | 0.02% |
| 2 | State Street Health Care Select Sector Spdr Etf Usd Class | COM | $372,864 | 2,543,237 | 13.9% | 0.01% |
| 3 | State Street Communication Services Select Sector Spdr Etf | COM | $254,359 | 2,294,415 | 9.49% | 0.01% |
| 4 | State Street Financial Select Sector Spdr Etf Usd Class | COM | $241,362 | 4,888,847 | 9.01% | 0.01% |
| 5 | State Street Consumer Discretionary Select Sector Spdr Etf | COM | $226,574 | 2,079,043 | 8.46% | 0.01% |
| 6 | State Street Industrial Select Sector Spdr Etf Usd Class | COM | $226,567 | 1,400,899 | 8.46% | 0.01% |
| 7 | Vanguard Financials Etf | COM | $111,735 | 924,885 | 4.17% | 0.0% |
| 8 | State Street Materials Select Sector Spdr Etf Usd Class | COM | $103,582 | 2,072,875 | 3.87% | 0.0% |
| 9 | I Shares Core Msci International Developed Markets Etf | COM | $77,412 | 926,308 | 2.89% | 0.0% |
| 10 | I Shares U.S. Home Construction Etf Usd Class | COM | $58,265 | 643,452 | 2.17% | 0.0% |
| 11 | I Shares Core Msci Emerging Markets Etf Usd Class | COM | $34,734 | 497,980 | 1.3% | 0.0% |
| 12 | State Street Spdr Portfolio Europe Etf | COM | $24,603 | 480,144 | 0.92% | 0.0% |
| 13 | I Shares Expanded Tech Software Sector Etf Usd Class | COM | $22,873 | 285,736 | 0.85% | 0.0% |
| 14 | I Shares Latin America 40 Etf | COM | $22,632 | 637,164 | 0.84% | 0.0% |
| 15 | Vanguard Ftse Pacific Etf | COM | $15,227 | 155,805 | 0.57% | 0.0% |
| 16 | Spdr Portfolio Emerging Markets Etf Usd Class | COM | $13,893 | 296,170 | 0.52% | 0.0% |
| 17 | Franklin Ftse China Etf | COM | $5,274 | 235,566 | 0.2% | 0.0% |
| 18 | Franklin Ftse Canada Etf Usd Class | COM | $5,145 | 105,123 | 0.19% | 0.0% |
| 19 | Palo Alto Networks Inc. | COM | $4,731 | 29,507 | 0.18% | 0.0% |
| 20 | Clear Secure Inc. | COM | $4,675 | 96,571 | 0.17% | 0.0% |
| 21 | Lumentum Holdings Inc. | COM | $4,451 | 6,334 | 0.17% | 0.0% |
| 22 | Ciena Corporation | COM | $3,996 | 10,294 | 0.15% | 0.0% |
| 23 | Micron Technology Inc. | COM | $3,816 | 11,294 | 0.14% | 0.0% |
| 24 | Keysight Technologies Inc. | COM | $3,560 | 12,608 | 0.13% | 0.0% |
| 25 | Ge Vernova Inc. | COM | $3,457 | 3,960 | 0.13% | 0.0% |
Top 25 of 115 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 3 | $2.8B | 100.0% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kim David Arthur | President And Chief Executive Officer | Aug 2002 (24y) | ≈ 18.75% – 50% via Main Management, Llc | |
| Blaine Anderson Docker | Secretary And Chief Operating Officer | Feb 2017 (10y) | Less than 5% | |
| Hafeez Akber Esmail | Chief Compliance Officer | Feb 2017 (10y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Main Management, Llc | Managing Member And Sole Owner | Feb 2017 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kim David Arthur: 25% – 50% of Main Management, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗