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Wealth Manager · Mega ($100B+)
CRD 288590
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ADV data as of Mar 17, 2025
- Regulatory AUM
- $819B
- Discretionary
- $819B
- Clients
- 1,662,073
- Avg AUM / client
- $493K
- Accounts
- 1,991,043
- Employees
- 15,424
AUM over time
$338B
$819B
Aug 2018
Dec 2024
Annual snapshots from Form ADV filings · as of Mar 17, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,103,013 | $247B | 30.2% |
| High net worth individuals | 549,755 | $457B | 55.8% |
| Pension and profit sharing plans | 8,817 | $109B | 13.3% |
| Charitable organizations | 11 | $27.1M | 0.0% |
| State or municipal government entities | 102 | $5.3B | 0.65% |
| Corporations and other businesses | 375 | $777M | 0.09% |
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $819B (100% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2025.