Bright Portfolios, Llc
- Regulatory AUM
- $136M
- Discretionary
- $136M
- Clients
- 1
- Avg AUM / client
- $136M
- Accounts
- 1
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $136M | 100.0% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stephen Stricklin | Managing Member/Owner | CFP | Jun 2007 (19y) | ≈ 37.5% – 75% via Wise Wealth, Llc |
| Benjamin J Malick | Chief Compliance Officer/Manager | CFA | May 2016 (10y) | 75% or more of Three Nine Financial, Llc (indirect) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wise Wealth, Llc | Member | Jun 2017 | A | 50% – 75% |
| Three Nine Investments Llc | Member | Jun 2017 | A | 50% – 75% |
Estimated effective ownership (look-through of filed bands):
- Stephen Stricklin: 75% – 100% of Wise Wealth, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 893 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗