Terra Alpha Investments Llc
- Regulatory AUM
- $193M
- Discretionary
- $193M
- Clients
- 5
- Avg AUM / client
- $38.6M
- Accounts
- 5
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 12, 2026
Investments (13F portfolio — 32 positions, $97,743,661)
13F period Dec 31, 2025| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Taiwan Semiconductor Mfg Ltd | SPONSORED ADS | $7,648,304 | 25,168 | 7.82% | 3.96% |
| 2 | Apple Inc | COM | $6,943,033 | 25,539 | 7.1% | 3.6% |
| 3 | Nvidia Corporation | COM | $6,935,189 | 37,186 | 7.1% | 3.59% |
| 4 | Microsoft Corp | COM | $5,564,048 | 11,505 | 5.69% | 2.88% |
| 5 | Trane Technologies Plc | SHS | $4,993,825 | 12,831 | 5.11% | 2.59% |
| 6 | Visa Inc | COM CL A | $4,740,196 | 13,516 | 4.85% | 2.46% |
| 7 | Xylem Inc | COM | $4,605,199 | 33,817 | 4.71% | 2.39% |
| 8 | Waste Mgmt Inc Del | COM | $4,403,648 | 20,043 | 4.51% | 2.28% |
| 9 | Eaton Corp Plc | SHS | $4,253,064 | 13,353 | 4.35% | 2.2% |
| 10 | Danaher Corporation | COM | $3,748,107 | 16,373 | 3.83% | 1.94% |
| 11 | Agilent Technologies Inc | COM | $3,733,625 | 27,439 | 3.82% | 1.93% |
| 12 | Accenture Plc Ireland | SHS CLASS A | $3,687,515 | 13,744 | 3.77% | 1.91% |
| 13 | Avery Dennison Corp | COM | $3,488,277 | 19,179 | 3.57% | 1.81% |
| 14 | Starbucks Corp | COM | $3,479,726 | 41,322 | 3.56% | 1.8% |
| 15 | Servicenow Inc | COM | $3,127,374 | 20,415 | 3.2% | 1.62% |
| 16 | Quanta Svcs Inc | COM | $2,515,900 | 5,961 | 2.57% | 1.3% |
| 17 | Cisco Sys Inc | COM | $2,396,480 | 31,111 | 2.45% | 1.24% |
| 18 | Rockwell Automation Inc | COM | $2,181,905 | 5,608 | 2.23% | 1.13% |
| 19 | Iqvia Hldgs Inc | COM | $1,981,579 | 8,791 | 2.03% | 1.03% |
| 20 | Alphabet Inc | CAP STK CL A | $1,914,934 | 6,118 | 1.96% | 0.99% |
| 21 | Veralto Corp | COM SHS | $1,849,522 | 18,536 | 1.89% | 0.96% |
| 22 | Carrier Global Corporation | COM | $1,729,559 | 32,732 | 1.77% | 0.9% |
| 23 | Tetra Tech Inc New | COM | $1,591,943 | 47,464 | 1.63% | 0.82% |
| 24 | Nike Inc | CL B | $1,574,147 | 24,708 | 1.61% | 0.82% |
| 25 | Salesforce Inc | COM | $1,368,260 | 5,165 | 1.4% | 0.71% |
Top 25 of 32 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 4 | $177M | 91.8% |
| Charitable organizations | 1 | $15.8M | 8.19% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $146M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Terra Alpha Global Equity Fund Lp | Hedge Fund | Delaware | $67.4M | 25 |
| Terra Alpha Fund Lp | Hedge Fund | Delaware | $47.6M | 61 |
| Terra Alpha Concentrated Strategy Fund Lp | Hedge Fund | Delaware | $31.3M | 46 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dunn, Timothy, Peter | Chief Investment Officer | Dec 2014 (12y) | ≈ 18.75% – 50% via Gaia Omega Investments Llc | |
| Geller, Ian, Andrew | Chief Operating Officer, Chief Compliance Officer | Jan 2015 (12y) | Less than 5% | |
| Sanborn, Daniel, Scott | Member | Jul 2019 (7y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Gaia Omega Investments Llc | Managing Member | Jan 2024 | A | 75% or more |
| Main 6494 Llc | Member | Jan 2024 | B | ≈ 18.75% – 50% via Gaia Omega Investments Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Dunn, Timothy, Peter: 25% – 50% of Gaia Omega Investments Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Main 6494 Llc: 25% – 50% of Gaia Omega Investments Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $146M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Terra Alpha Global Equity Fund Lp | Hedge Fund | $67.4M | $5.0M | 25 |
| Terra Alpha Fund Lp | Hedge Fund | $47.6M | $250K | 61 |
| Terra Alpha Concentrated Strategy Fund Lp | Hedge Fund | $31.3M | $250K | 46 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 1.66 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Northern Trust $12.6M (7% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗