AUMdb

Bernardo Wealth Planning, Llc

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 288705 · SEC file 801-110661 · Harleysville, PA · www.youtube.com
☆ Save with Pro ADV data as of Mar 11, 2026
Regulatory AUM
$866M
Discretionary
$866M
Clients
801
Avg AUM / client
$1.1M
Accounts
2,194
Employees
14

AUM over time

$0 $866M
May 18, 2017 Mar 11, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 11, 2026

Investments (13F portfolio — 129 positions, $510,840,197)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Ishares Tr CORE S&P500 ETF $55,755,396 85,356 10.9% 6.44%
2 Vanguard World Fd MEGA GRWTH IND $38,197,560 103,956 7.48% 4.41%
3 Vanguard Scottsdale Fds VNG RUS1000VAL $31,498,676 336,022 6.17% 3.64%
4 Vanguard World Fd MEGA CAP VAL ETF $30,707,178 211,847 6.01% 3.54%
5 Capital Grp Fixed Incm Etf T CORE PLUS INCM $26,687,708 1,194,615 5.22% 3.08%
6 Ishares Tr CORE S&P TTL STK $23,379,936 164,150 4.58% 2.7%
7 Vanguard Scottsdale Fds VNG RUS1000GRW $22,456,582 204,728 4.4% 2.59%
8 Dimensional Etf Trust US EQUITY MARKET $20,295,851 286,220 3.97% 2.34%
9 Invesco Exchange Traded Fd T S&P500 EQL WGT $18,369,346 95,714 3.6% 2.12%
10 J P Morgan Exchange Traded F EQUITY PREMIUM $17,269,366 304,682 3.38% 1.99%
11 Vanguard Whitehall Fds HIGH DIV YLD $17,182,269 116,018 3.36% 1.98%
12 Ishares Tr US TREAS BD ETF $14,394,226 628,294 2.82% 1.66%
13 J P Morgan Exchange Traded F INCOME ETF $14,216,198 308,578 2.78% 1.64%
14 Ishares Tr ISHS 1-5YR INVS $13,946,580 265,346 2.73% 1.61%
15 Ishares Tr MBS ETF $13,477,082 141,939 2.64% 1.56%
16 Vanguard Bd Index Fds INTERMED TERM $13,420,376 173,884 2.63% 1.55%
17 J P Morgan Exchange Traded F NASDAQ EQT PREM $11,989,116 215,942 2.35% 1.38%
18 Apple Inc COM $10,055,450 39,621 1.97% 1.16%
19 Invesco Qqq Tr UNIT SER 1 $6,083,487 10,540 1.19% 0.7%
20 Vanguard Index Fds SMALL CP ETF $5,246,200 20,030 1.03% 0.61%
21 Hartford Fds Exchange Traded MUN OPORTUNITE $5,240,458 135,273 1.03% 0.6%
22 Vanguard Index Fds MID CAP ETF $5,122,083 17,836 1.0% 0.59%
23 First Tr Exchange Traded Fd CAP STRENGTH ETF $4,980,985 53,698 0.98% 0.57%
24 Invesco Exch Traded Fd Tr Ii NASDAQ 100 ETF $4,863,443 20,467 0.95% 0.56%
25 Amazon Com Inc COM $3,863,617 18,551 0.76% 0.45%

Top 25 of 129 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 495 $118M 13.7%
High net worth individuals 289 $662M 76.4%
Pooled investment vehicles (non-investment companies) 8 $76.5M 8.84%
Corporations and other businesses 9 $9.3M 1.07%

Private funds (7)

Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $71.2M combined gross assets

FundTypeDomicileGross assetsOwners
B Capital Fund I, Llc Other Private Fund Delaware $16.2M 100
B Capital Fintech Growth Fund, Lp Private Equity Fund Delaware $14.8M 100
B Capital Watermark 2023, Lp (Ai) Real Estate Fund Delaware $11.6M 100
B Capital Watermark 2023 Qp, Lp Real Estate Fund Delaware $9.7M 60
B Capital Watermark 22 Real Estate Fund Delaware $9.3M 61
B Capital Fund Ii, Llc Real Estate Fund Delaware $8.5M 68
B Capital Make Plays Media Fund, Lp Private Equity Fund Delaware $1.1M 38

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Swartley Bros. Engineers, Inc. Employee Profit Sharing Plan Swartley Bros. Engineers, Inc. 2024

People (11)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Nicholas Anthony Bernardo Managing Partner CFP May 2017 (9y) 75% or more
Matthew Ryan Rittenhouse Chief Compliance Officer CFP Sep 2017 (9y) Less than 5%
Anthony Bernardo Jr Registered representative Sep 2017 (9y)
Rose Alyssa Bernardo Registered representative Sep 2017 (9y)
Lance Joseph Rosina Registered representative Sep 2017 (9y)
Lisa Renae Leatherman Registered representative Apr 2021 (5y)
Martha Suzanne Pope Registered representative CFP May 2022 (4y)
Matthew Haraburda Registered representative CFA May 2023 (3y)
Victoria Noelle Williams Registered representative Dec 2023 (3y)
Brock Hewitt Registered representative CFP Aug 2024 (2y)
Michele Lyn Hewitt Registered representative CFP Nov 2024 (2y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (7, $71.2M gross assets)

FundTypeGross assetsMin. investmentOwners
B Capital Fund I, Llc Other Private Fund $16.2M $20.0K 100
B Capital Fintech Growth Fund, Lp Private Equity Fund $14.8M $20.0K 100
B Capital Watermark 2023, Lp (Ai) Real Estate Fund $11.6M $5.0K 100
B Capital Watermark 2023 Qp, Lp Real Estate Fund $9.7M $25.0K 60
B Capital Watermark 22 Real Estate Fund $9.3M $100K 61
B Capital Fund Ii, Llc Real Estate Fund $8.5M $20.0K 68
B Capital Make Plays Media Fund, Lp Private Equity Fund $1.1M $25.0K 38

From Form ADV Section 7.B private fund reporting.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Swartley Bros. Engineers, Inc. Employee Profit Sharing Plan Swartley Bros. Engineers, Inc. 245 $19.2M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/11/2026 2.51 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.

View current Form ADV (SEC/IAPD) ↗