M2 Financial Llc
- Regulatory AUM
- $158M
- Discretionary
- $144M
- Clients
- 57
- Avg AUM / client
- $2.8M
- Accounts
- 57
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of May 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 36 | $6.6M | 4.2% |
| High net worth individuals | 11 | $4.2M | 2.63% |
| Investment companies | 2 | $103M | 65.5% |
| Pension and profit sharing plans | 5 | $40.1M | 25.4% |
| Charitable organizations | 1 | $3.5M | 2.21% |
| Corporations and other businesses | 2 | $159K | 0.1% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Sterling Ridge Orthopaedics 401 K Plan Sterling Ridge Orthopaedics And Sports Medicine | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark Andrew Macarthur | Registered representative | Sep 2017 (9y) | ||
| Norman Merems | Registered representative | Dec 2025 (1y) | ||
| Edward Hayes Keiley | Registered representative | Mar 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Sterling Ridge Orthopaedics 401 K Plan | Sterling Ridge Orthopaedics And Sports Medicine | 117 | $10.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/12/2026 | 1.27 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Axos Clearing $22.3M (14% of AUM) May 2026
- Matrix Trust Company $9.9M (6% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 12, 2026.
View current Form ADV (SEC/IAPD) ↗