Eagle Point Capital Llc
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ADV data as of Mar 20, 2026
- Regulatory AUM
- $23.5M
- Discretionary
- $23.5M
- Clients
- 57
- Avg AUM / client
- $413K
- Accounts
- 58
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 37 | $6.0M | 25.6% |
| High net worth individuals | 19 | $14.6M | 61.9% |
| Pooled investment vehicles (non-investment companies) | 1 | $1.7M | 7.14% |
| Other investment advisers | Fewer than 5 clients | $0 | — |
| Corporations and other businesses | Fewer than 5 clients | $1.2M | 5.31% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Harrison Shuart | Registered representative | Jul 2019 (7y) | ||
| Matthew Patrick Franz | Registered representative | Jan 2020 (7y) | ||
| Andrew Curtis Hakim | Registered representative | Oct 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 1.3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Publication of periodicals or newsletters
- • Other services
Custody
Reported custodians
- Interactive Brokers $1.3M (5% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗